David Wartes is a registered investment advisor, based in Everett, WA, with 1 years of industry experience.
Location
1604 Hewitt Ave, Ste 311, Everett, WA, 98201
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David is involved with Constellation Wealth Services as a DBA/Support Company Advisor since January 2022. He dedicates minimal time to this non-investment related activity.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
March 2025 - Present · 1 yr 4 mos
Raymond James Financial Services, INC.Broker
March 2025 - Present · 1 yr 4 mos
State Registrations19 states
AKAZCACODCIDMAMOMSNCNJNVNYORPASCSDTXWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.