Mariana Ortega is a registered investment advisor, based in Charlotte, NC.
Location
4037 E Independence Blvd, Charlotte, NC, 28205
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Arete Wealth Management, LLC
December 2025 - Present · 5 mos
Arete Wealth Advisors, LLC
December 2025 - Present · 5 mos
Arete Wealth Management, LLCBroker
December 2025 - Present · 5 mos
Previous Registrations
Arete Wealth Advisors, LLC
August 2023 - December 2023 · 4 mos
Arete Wealth Management, LLCBroker
April 2023 - December 2023 · 8 mos
State Registrations1 state
NC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.