Claudia Backman
Claudia Backman is a registered investment advisor at LPL Enterprise, LLC, based in Saratoga Springs, UT, with 4 years of industry experience. Claudia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 102,563 clients with $25B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.35% |
Maximum advisory fee for Model Wealth Portfolios is 2.35% and is negotiable, plus manager fees ranging from 0% to 0.60%. Third-party asset management fees typically max out at 2.0%.
Fee Estimator
Location
Saratoga Springs, UT
Get directionsHistory
Regulatory History (10)
Financial
January 2022Financial
October 2021Financial
July 2021Financial
June 2021Financial
June 2021Financial
May 2021Financial
September 2020Financial
August 2020Financial
February 2020Financial
January 2020Other Business Activities
Claudia owns rental property in Accra, Ghana since 2014. This activity requires minimal time.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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