David Haldeman is a registered investment advisor, based in Valparaiso, IN, with 4 years of industry experience.
Location
2611 Chicago Street, Unit A, Valparaiso, IN, 46383
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David sells fixed insurance, dedicating minimal time to this activity. This activity is investment-related and conducted at the branch location.
Employment History
Current Registrations
Kestra Investment Services, LLC
July 2025 - Present · 10 mos
Kestra Advisory Services, LLC
July 2025 - Present · 10 mos
Kestra Investment Services, LLCBroker
July 2025 - Present · 10 mos
Previous Registrations
Commonwealth Financial Network
October 2022 - July 2025 · 2 yrs 9 mos
Commonwealth Financial NetworkBroker
October 2022 - July 2025 · 2 yrs 9 mos
Wells Fargo Advisors Financial Network, LLC
March 2022 - October 2022 · 7 mos
Wells Fargo Advisors Financial Network, LLCBroker
February 2022 - October 2022 · 8 mos
State Registrations14 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.