CB
CB

Cory Brandt

3 Years of Experience
Spokane, WA
Broker

Cory Brandt is a registered investment advisor at Cetera Investment Advisers LLC, based in Spokane, WA, with 3 years of industry experience. Cory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

4407 N. Division St. Ste 503, Spokane, WA, 99207

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Cory is a notary public since 2022, providing free notary services for clients. This requires minimal time and is not investment-related.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Cetera Advisors LLC
November 2022 - March 2024 · 1 yr 4 mos
State Registrations24 states
AKAZCACODCFLGAHIIDMDMIMOMTNCNHNVOHORPASCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.