AW
AW

Andrew Wallis

1 Year of Experience
Littleton, CO
Broker

Andrew Wallis is a registered investment advisor at Robinhood Asset Management, based in Littleton, CO, with 1 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 252,664 clients with $1.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
111 advisors
IM Fee
Planning only
Assets Under Management
$1.5B

Fee Structure

Minimum Investment:$250K
Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Littleton, CO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Robinhood Asset Management
February 2026 - Present · 3 mos
Robinhood Financial, LLC
January 2026 - Present · 4 mos
Robinhood Financial, LLCBroker
January 2026 - Present · 4 mos
Previous Registrations
J.P. Morgan Securities LLC
July 2025 - October 2025 · 3 mos
J.P. Morgan Securities LLCBroker
July 2025 - October 2025 · 3 mos
Fidelity Personal and Workplace Advisors
November 2023 - June 2024 · 7 mos
Fidelity Brokerage Services LLCBroker
December 2022 - June 2024 · 1 yr 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Andrew Wallis - Financial Advisor | TrueAdvisor