Clay Ellis is a registered investment advisor, based in San Antonio, TX, with 3 years of industry experience.
Location
1100 NE Loop 410 Suite 300, San Antonio, TX, 78209
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Clay operates under the DBA WhiteStone Wealth Management Services, which is investment related. This activity takes nearly full-time hours during securities trading hours.
Employment History
Current Registrations
Arkadios CapitalBroker
September 2024 - Present · 2 yrs
Arkadios Wealth Advisors
September 2024 - Present · 2 yrs
Previous Registrations
Equitable Advisors, LLC
September 2023 - September 2024 · 1 yr
Equitable Advisors, LLCBroker
July 2022 - September 2024 · 2 yrs 2 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.