James O'neill
James O'neill is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Buffalo, NY, with 3 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
434 Delaware Ave, Suite 1, Buffalo, NY, 14202
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is an independent contractor for Noble Wealth Partners, assisting with investment research, analysis, operations, and compliance support, dedicating a few hours per week. He also works as an associate/employee for Plail Wealth Management, Inc. providing client services and administrative support, spending about 10-20% of his time on this role.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.