Frank Becker is a registered investment advisor, based in New York, NY, with 3 years of industry experience.
Location
Citi Private Bank, 388 Greenwich Street, 30th Floor, New York, NY, 10013
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Citigroup Global Markets INC.
August 2023 - Present · 2 yrs 9 mos
Citigroup Global Markets INC.
August 2023 - Present · 2 yrs 9 mos
Citi Private Alternatives, LLC
August 2023 - Present · 2 yrs 9 mos
Citigroup Global Markets INC.Broker
August 2023 - Present · 2 yrs 9 mos
Citi Private Alternatives, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Northern Trust Securities, INC
May 2022 - July 2023 · 1 yr 2 mos
Northern Trust Securities, INC.Broker
March 2022 - July 2023 · 1 yr 4 mos
State Registrations28 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.