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Rodolfo Rodriguez

3 Years of Experience
Aurora, CO
Broker

Rodolfo Rodriguez is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Aurora, CO, with 3 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

6359 S Southlands Parkway, Aurora, CO, 80016

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Rodolfo is an employee of Security Service Federal Credit Union since 2022. This investment-related activity takes nearly a full-time commitment.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2023 - Present · 2 yrs 8 mos
Raymond James Financial Services, INC.Broker
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
Charles Schwab & CO., INC.Broker
April 2022 - July 2022 · 3 mos
State Registrations4 states
COFLMITX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.