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Tanner Dick

3 Years of Experience
Somerset, PA
Broker

Tanner Dick is a registered investment advisor at Cetera Investment Advisers LLC, based in Somerset, PA, with 3 years of industry experience. Tanner operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

509 East Main Street, Somerset, PA, 15501

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Tanner receives compensation for referrals to First National Bank Trust Department. This activity is not investment-related.

Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2022 - Present · 4 yrs
Cetera Investment Services LLCBroker
May 2022 - Present · 4 yrs 2 mos
State Registrations12 states
CODCFLMAMDMINJPASCVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.