DC
DC
David Comstock
3 Years of Experience
Minnetonka, MN
1 DisclosureBroker
David Comstock is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Minnetonka, MN, with 3 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
Loading...
Location
4300 Baker Rd, Minnetonka, MN, 55343
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
November 2021Final
Other Business Activities
David is a financial advisor at Prosperwell Financial, a DBA/support company. This activity is not investment-related and requires minimal time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
April 2025 - Present · 1 yr 1 mo
Raymond James Financial Services, INC.Broker
April 2025 - Present · 1 yr 1 mo
Previous Registrations
Raymond James Financial Services Advisors, INC
April 2025 - April 2025 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2023 - April 2025 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2023 - April 2025 · 2 yrs 1 mo
Wells Fargo Clearing Services, LLC
September 2022 - February 2023 · 5 mos
Wells Fargo Clearing Services, LLCBroker
July 2022 - February 2023 · 7 mos
State Registrations1 state
MN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.