Spencer Jones is a registered investment advisor at LPL Financial LLC, based in Fresno, CA, with 3 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Fresno, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Spencer operates Valley Wealth Management, Inc. as a DBA for his LPL business, dedicating about a quarter of his time, with half of that time during trading hours. Spencer also owns investment-related rental real estate, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
State Registrations4 states
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