Alex Pan
Alex Pan is a registered investment advisor at Retirement and Wealth at Alliant, LLC, based in New York City, NY, with 4 years of industry experience. Alex operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 222 clients with $7.4B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
101 Park Ave, New York City, NY, 10178
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alex works as an Account Executive at Alliant Insurance, an insurance agency, handling general administration. This activity is not investment-related and requires minimal time.
Employment History
Current Registrations
Retirement and Wealth at Alliant, LLC
Previous Registrations
Icapital, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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