Darina Nghiem is a registered investment advisor at Guardian Wealth Advisors, LLC, based in Johnson City, TN, with 2 years of industry experience. Darina operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 1,683 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
GWA's investment advisory fees are individually negotiated with each client. The typical range is between 0.30% and 1.5% of the account value, depending on the size of the account, services provided, and other factors. Some accounts may be subject to a minimum annual fee. If GWA uses outside managers or platforms, those fees are added to GWA's fees. Fees can be paid monthly or quarterly, in advance or arrears.
Location
4104 N. Roan Street, Suite B, Johnson City, TN, 37601
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Darina is a co-owner of LV Nail Bar since 2013, where she manages the salon and paperwork. This non-investment related activity takes about 10-20% of her time.
Employment History
Current Registrations
Guardian Wealth Advisors, LLC
State Registrations2 states
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