TB
TB

Thomas Butler

3 Years of Experience
Chattanooga, TN
Broker

Thomas Butler is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Chattanooga, TN, with 3 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

801 Braod St Fl 2, Chattanooga, TN, 37402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas works as a financial advisor assistant for Pinnacle Asset Management, Pinnacle Bank/Pinnacle Financial Partners, and The Frank Group. He spends about half his time building relationships, seeking prospects, meeting with clients, and managing investment accounts.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
August 2022 - Present · 3 yrs 11 mos
Raymond James Financial Services Advisors, INC
August 2022 - Present · 3 yrs 11 mos
Previous Registrations
First Horizon Advisors, INC
August 2022 - August 2022 · 0 mos
First Horizon Advisors, INC.Broker
June 2022 - August 2022 · 2 mos
State Registrations1 state
TN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.