WA
CFP
WA
CFP

William Abraham

4 Years of Experience
Wesley Chapel, FL
Broker

William Abraham is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Wesley Chapel, FL, with 4 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location

Wesley Chapel, FL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

William works as an associate at Raymond Abraham Investment, dedicating full-time hours to administrative duties. He is also an owner/partner at Ready Wealth Advisors, Inc., spending full-time hours on financial services.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2023 - Present · 3 yrs 7 mos
Cetera Wealth Services, LLCBroker
August 2022 - Present · 4 yrs 2 mos
Previous Registrations
Cetera Advisor Networks LLC
September 2022 - June 2023 · 9 mos
State Registrations19 states
AZCAFLGAIDILMIMONVNYOHORRISCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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