Niki Wheeles is a registered investment advisor at LPL Financial LLC, based in Bethesda, MD, with 3 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6701 Democracy Blvd, Suite 300 Offices 362 & 365, Bethesda, MD, 20817
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Niki works as a part-time assistant coach for Metro Volleyball Club of D.C. since November 2022, dedicating about a quarter of her time to this role.
Employment History
Current Registrations
LPL Financial LLC
State Registrations1 state
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