Alexa Steffens
Alexa Steffens is a registered investment advisor at Freestone Capital Management, LLC, based in Seattle, WA, with 2 years of industry experience. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 2,874 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Freestone Capital charges an annual management fee based on the value of the assets they manage. The fee is negotiable but will not exceed 1.50% of the value of your portfolio. New clients referred by Charles Schwab may receive a lower fee. There is a minimum annual fee of $6,000 for new clients not referred by Schwab, and $4,000 for Schwab-referred clients, though this is waived for the first year. Clients may also bear additional costs for investments in sub-advised strategies.
Location
701 5th Avenue, 74th Floor, Seattle, WA, 98104
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alexa coaches lacrosse, provides tech support, works as an independent insurance agent and in wealth and tax planning, and is a real estate associate. She also works as an advisory rep of an RIA, dedicating full-time hours to this role.
Employment History
Current Registrations
Freestone Capital Management, LLC
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.