TrueAdvisor
TrueAdvisor
RV
RV

Ruben Valdez

J.P. Morgan Securities LLC
3 Years of Experience
Houston, TX
4 DisclosuresBroker
View SEC Summary
View SEC Summary

Ruben Valdez is a registered investment advisor at J.P. Morgan Securities LLC, based in Houston, TX, with 3 years of industry experience. Ruben is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14163 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1490 Eldridge Parkway, Houston, TX, 77077

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
October 2023
Final
Financial
October 2023
Final
Financial
September 2023
Final
Financial
July 2023
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLC
February 2026 - Present · 8 mos
J.P. Morgan Securities LLCBroker
February 2026 - Present · 8 mos
Previous Registrations
Edward Jones
September 2022 - December 2025 · 3 yrs 3 mos
Edward JonesBroker
August 2022 - December 2025 · 3 yrs 4 mos
State Registrations2 states
NCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Houston, TX →All financial advisors in Texas →