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Gordon Brown

3 Years of Experience
Southbury, CT
Broker

Gordon Brown is a registered investment advisor at Sanctuary Advisors, LLC, based in Southbury, CT, with 3 years of industry experience. Gordon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 17,567 clients with $28B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
378 advisors
Number of Clients
17,567 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$27.7B

Fee Structure

Sanctuary Advisors' fees for investment management are calculated as a percentage of the total market value of the assets managed by your investment advisor representative. The maximum fee is 2.75% of your portfolio. Fees are negotiated individually. Clients may participate in a wrap fee program, which includes management, brokerage, custodial fees, and other related costs.

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Location

555 Heritage Road, Suite 2W, Southbury, CT, 06488

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Gordon is a co-founder of Academic and Behavioral Support LLC, which provides behavioral services for children with special needs. He dedicates minimal time to this consulting activity.

Employment History
Current Registrations
Sanctuary Advisors, LLC
October 2024 - Present · 1 yr 7 mos
Sanctuary Securities, INC.Broker
March 2024 - Present · 2 yrs 2 mos
Previous Registrations
Nylife Securities LLCBroker
November 2022 - March 2024 · 1 yr 4 mos
State Registrations7 states
CACTMANCNHNYOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gordon Brown - Financial Advisor | TrueAdvisor