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Rivers Shearin

3 Years of Experience
Memphis, TN
Broker

Rivers Shearin is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Memphis, TN, with 3 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

949 Shady Grove Rd S FL 2, Memphis, TN, 38120

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Rivers works as an associate/employee for Fountain Financial Group (DBA for marketing) and Pinnacle Asset Management, and as a planning advisor with Pinnacle Financial Partners. He also coaches basketball at St. Agnes Academy, dedicating about 10-20% of his time to this activity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
November 2022 - Present · 3 yrs 6 mos
Raymond James Financial Services, INC.Broker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
First Horizon Advisors, INC.Broker
July 2022 - August 2022 · 1 mo
State Registrations1 state
TN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Rivers Shearin - Financial Advisor | TrueAdvisor