AS
AS

Andrew Sullivan

3 Years of Experience
Boston, MA
Broker

Andrew Sullivan is a registered investment advisor at John Hancock Investment Management LLC, based in Boston, MA, with 3 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 126 clients with $210B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
169 advisors
IM Fee
Planning only
Assets Under Management
$212.1B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Boston, MA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
John Hancock Investment Management LLC
September 2023 - Present · 3 yrs 1 mo
John Hancock Investment Management Distributors LLCBroker
July 2023 - Present · 3 yrs 3 mos
John Hancock Investment Management Distributors LLC
July 2023 - Present · 3 yrs 3 mos
State Registrations17 states
ALFLGAILINKYMAMIMSNCOHPRSCTNVAVirgin IslandsWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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