KM
KM

Katherine Markham

3 Years of Experience
New York, NY
Broker

Katherine Markham is a registered investment advisor at Morgan Stanley, based in New York, NY, with 3 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1585 Broadway, 21st Floor, New York, NY, 10036

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Katherine is involved with Markham Development Company, a real estate business, since March 2024. She spends minimal time on business development and growth activities outside of business hours.

Employment History
Current Registrations
Morgan StanleyBroker
August 2024 - Present · 2 yrs 1 mo
Morgan Stanley
August 2024 - Present · 2 yrs 1 mo
Previous Registrations
Citi Private Alternatives, LLCBroker
October 2022 - July 2024 · 1 yr 9 mos
Citi Global Advisory, LLC
October 2022 - June 2010 · 0 mos
Citigroup Global Markets INC.
September 2022 - July 2024 · 1 yr 10 mos
Citigroup Global Markets INC.Broker
August 2022 - July 2024 · 1 yr 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.