Grant Rosen is a CFP-designated registered investment advisor, based in Dallas, TX, with 3 years of industry experience.
Location
Dallas, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Grant works as a contracted delivery driver for DoorDash in Waco, TX since 2020, and as a test prep tutor contracted with Wyzant in Dallas, TX since 2023. Both activities are non-investment related and take minimal time.
Employment History
Current Registrations
Raymond James Financial Services, INC.
August 2025 - Present · 9 mos
Raymond James Financial Services Advisors, INC
August 2025 - Present · 9 mos
Raymond James Financial Services, INC.Broker
August 2025 - Present · 9 mos
Previous Registrations
Vanguard Advisers, INC.
June 2023 - August 2025 · 2 yrs 2 mos
Vanguard Marketing CorporationBroker
July 2022 - August 2025 · 3 yrs 1 mo
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.