Nicholas Piehler
Nicholas Piehler is a registered investment advisor at Cetera Investment Advisers LLC, based in Rochester, NY, with 3 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
100 Meridian Centre Blvd, Suite 200, Rochester, NY, 14618
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Nicholas is a shareholder at Davie Kaplan CPA, P.C., providing CPA services, which takes significantly more than full-time. He also serves on finance committees for Catholic Newman Community and Nativity Preparatory Academy, owns J Bob Properties Inc. for rental real estate management, and works as an investment advisor representative for Davie Kaplan Wealth Care Advisors, LLC, taking about a quarter of his time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Dkcb Financial Advisors, LLC
Davie Kaplan Wealth Care Advisors, LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.