Aubrey Montgomery
Aubrey Montgomery is a ChFC-designated registered investment advisor at State Farm Investment Management CORP., based in Lititz, PA, with 4 years of industry experience. Aubrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 3,575 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.25% |
| $100K - $500K | 1.00% |
| $500K - $1.0M | 0.75% |
| $1M+ | 0.50% |
Customized fees may be negotiated for total account values of $10,000,000 or more. Certain fee reductions apply for employees and accounts funded from specific previously established brokerage accounts.
Fee Estimator
Location
1180 Erbs Quarry Rd, Suite 3, Lititz, PA, 17543
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Aubrey is involved with three non-investment related business networking organizations: Referral Partners Plus, Referral Partners Plus - Lititz Chapter, and Polka Dot Powerhouse. These activities require minimal time.
Employment History
Current Registrations
State Farm Investment Management CORP.
State Farm Vp Management CORP.
State Farm Vp Management CORP.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Kirk Lynn, ChFCState Farm Investment Management CORP.
- Stephen Biers, CFPEdward Jones
- Glen Diehm, CFPLPL Financial LLC
- Craig Wenger, CFPPark Avenue Securities LLC
- Paul Mulholland, CFPPrivate Advisor Group, LLC
- Patrick Kelly, CFPAries Financial Navigators, INC.