John Beal
John Beal is a registered investment advisor at Raymond James (USA) LTD, based in Oakville, Ontario, with 3 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 4,864 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.25% |
| $500K - $1.0M | 1.75% |
| $1.0M - $3.0M | 1.50% |
| $3.0M - $5.0M | 1.25% |
| $5M+ | 1.00% |
Fees are negotiable with the financial advisor.
Fee Estimator
Location
8-210 Lakeshore Rd East, Oakville, Ontario, L6J 1H8
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is licensed with Raymond James Financial Planning Ltd. since 2021, dedicating about 10-20% of his time to life insurance sales and financial planning. He is also the sole owner and designated insurance agent for 3 Keys Wealth Corp., formed for insurance sales, and a full-time Portfolio Manager at Raymond James Ltd.
Employment History
Current Registrations
Raymond James (USA) LTD
Previous Registrations
Raymond James Investment Counsel LTD.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.