Colin Richards is a registered investment advisor, based in Plymouth, MN, with 3 years of industry experience.
Location
3300 Fernbrook Ln N, Plymouth, MN, 55447
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Colin invests in his parents' S-Corp that owns income properties and provides input on business decisions, dedicating minimal time. He also works for Avantax Insurance Agency soliciting insurance sales and MRK Financial Solutions as a financial advisor, dedicating nearly full-time hours to these activities combined. Colin also helps with accounting and tax preparation for Wagsness, Ogdahl & Associates, spending a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Nylife Securities LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.