Michael Smith
Michael Smith is a registered investment advisor at Cetera Investment Advisers LLC, based in Mt. Arlington, NJ, with 3 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
200 Valley Road Suite 300, Mt. Arlington, NJ, 07856
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is a member of the Jefferson Township Chamber of Commerce and the New Jersey Society of Certified Public Accountants, and the American Institute of Certified Public Accountants. He is also a Principal at Nisivoccia LLP, spending nearly full-time there, a partner at Nisivoccia Wealth Advisors, and an agent with Avantax Insurance Agency, dedicating about 10-20% of his time to each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations7 states
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