SM
SM

Shannon Michaels

3 Years of Experience
San Jose, CA
Broker

Shannon Michaels is a registered investment advisor at Morgan Stanley, based in San Jose, CA, with 3 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

225 West Santa Clara Street, Suite 900, San Jose, CA, 95113

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Shannon is a sole proprietor/owner in the entertainment/music industry since 2012, spending about 10-20% of her time after business hours as a singer, songwriter, and performer. She is also a partner in H&M Music LLC, Haley & Michaels Touring LLC, and High Note Entertainment LLC, dedicating about 10-20% of her time after business hours to the first two and minimal time to the last.

Employment History
Current Registrations
Morgan Stanley
December 2022 - Present · 3 yrs 5 mos
Morgan StanleyBroker
September 2022 - Present · 3 yrs 8 mos
State Registrations25 states
AZCACOCTFLGAHIIDKSKYMIMTNCNVNYOHORSCTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Shannon Michaels - Financial Advisor | TrueAdvisor