Patrick Sullivan is a registered investment advisor, based in Chicago, IL, with 3 years of industry experience.
Location
Chicago, IL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Harbor Funds Distributors, INC.
January 2025 - Present · 1 yr 4 mos
Harbor Capital Advisors, INC.
January 2025 - Present · 1 yr 4 mos
Harbor Funds Distributors, INC.Broker
January 2025 - Present · 1 yr 4 mos
Previous Registrations
J.P. Morgan Securities LLC
February 2023 - January 2025 · 1 yr 11 mos
J.P. Morgan Securities LLCBroker
February 2023 - January 2025 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2022 - December 2022 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2022 - December 2022 · 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.