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Sebastian Hong

3 Years of Experience
Newport Beach, CA
Broker

Sebastian Hong is a registered investment advisor, based in Newport Beach, CA, with 3 years of industry experience.

Location

4001 Macarthur Blvd, Ste 300, Newport Beach, CA, 92660

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 11 mos
Previous Registrations
Securian Financial Services, INC.
April 2023 - August 2023 · 4 mos
Securian Financial Services, INC.Broker
September 2022 - August 2023 · 11 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sebastian Hong - Financial Advisor | TrueAdvisor