Chadwick Thomas
Chadwick Thomas is a registered investment advisor at Cetera Investment Advisers LLC, based in Overland Park, KS, with 2 years of industry experience. Chadwick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
10955 LOWELL AVE STE 900, 910, 920, 100, and 200, Overland Park, KS, 66210
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Chadwick is a financial professional at Prosperity Advisors, LLC, a DBA for financial services, since July 2022. This takes about a quarter of his time, including a significant portion during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.