Seth Thompson is a CFP, ChFC-designated registered investment advisor at Forward Financial Planning LLC, based in Phoenix, AZ, with 3 years of industry experience. Seth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.5M | 0.75% |
| $2.5M - $5.0M | 0.50% |
| $5M+ | 0.25% |
Investment management is only offered to clients utilizing Ongoing Financial Planning Services. For all clients engaged in both services, Ongoing Financial Planning will be included at no additional cost. At no point will the combined fee charged to the Client exceed 2% of assets under management.
Fee Estimator
Contact
Seth Thompson
Location
4539 N 22nd St, Ste 7033, Phoenix, AZ, 85016
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Forward Financial Planning LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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