DG
CFP
DG
CFP

Diego Garrido

3 Years of Experience
Houston, TX
Broker

Diego Garrido is a CFP-designated registered investment advisor, based in Houston, TX, with 3 years of industry experience.

Location

440 Louisiana Street, Suite 1240, Houston, TX, 77002

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Diego is a partner at Datta Consultores En Tecnologica, SA.P.I. DE CV, an investment-related company in Mexico, where he serves as a portfolio manager through software. He has no active duties and spends minimal time on this activity, compensated through ownership based on business profits.

Employment History
Current Registrations
Monex Securities, INC.Broker
September 2022 - Present · 3 yrs 8 mos
Monex Asset Management, INC.
July 2022 - Present · 3 yrs 10 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Diego Garrido - Financial Advisor | TrueAdvisor