JR
JR

Julio Manuel Rivera

2 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
29 advisors
Number of Clients
705 clients
Average Client Portfolio
$64.2M average
Assets Under Management
$45.3B

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
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Location

2300 North Ridgetop Road, Santa Fe, NM, 87506

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Julio is an independent contractor and life insurance broker with Family First Life since February 2021. While he currently has no duties, he still receives commissions and renewals from past sales, requiring minimal time.

Employment History
Current Registrations
Thornburg Investment Management INC
September 2024 - Present · 1 yr 5 mos
Thornburg Securities LLCBroker
February 2023 - Present · 3 yrs
State Registrations1 state
NM
AdvisorBrokerBoth
Exams
No exam information available for this advisor.