TrueAdvisor
TrueAdvisor
AS
AS

Ashley Setter

Northern Trust Securities, INC
3 Years of Experience
New Port Richey, FL
Broker
View SEC Summary
View SEC Summary

Ashley Setter is a registered investment advisor at Northern Trust Securities, INC, based in New Port Richey, FL, with 3 years of industry experience. Ashley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 2,053 clients with $1.7B in assets under management.

Northern Trust Securities, INC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
127 advisors
Number of Clients
2,053 clients
Average Client Portfolio
$810K average
Assets Under Management
$1.7B

Fee Structure

Minimum Investment:$20K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.25%
$500K - $1.0M1.00%
$1.0M - $5.0M0.85%
$5M+0.75%

Rates apply to Fund Strategist Portfolio, Strategist UMA, and Equity and Balanced SMA strategies. Fixed Income SMA strategies have a separate schedule starting at 0.55%. Manager fees and product-level fees are in addition to these advisory fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

New Port Richey, FL

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Ashley works as a pet sitter through Rover, starting in November 2024. This independent contracting work takes a few hours per week and does not occur during securities trading hours.

Employment History
Current Registrations
Northern Trust Securities, INC
January 2024 - Present · 2 yrs 9 mos
Northern Trust Securities, INC.
January 2024 - Present · 2 yrs 9 mos
Northern Trust Securities, INC.Broker
January 2024 - Present · 2 yrs 9 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2022 - July 2023 · 9 mos
J.P. Morgan Securities LLCBroker
August 2022 - July 2023 · 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in New Port Richey, FL →All financial advisors in Florida →