BB
BB
Brian Borden
3 Years of Experience
San Antonio, TX
3 DisclosuresBroker
Brian Borden is a registered investment advisor at Wells Fargo Advisors, based in San Antonio, TX, with 3 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
24531 Ih 10 W, San Antonio, TX, 78257
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
March 2023Financial
December 2019Final
Criminal
December 2004Final Disposition
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
March 2023 - Present · 3 yrs 7 mos
Wells Fargo Advisors
February 2023 - Present · 3 yrs 8 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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