Mindy Gallina
Mindy Gallina is a registered investment advisor at William Joseph Capital Management, INC., based in Hampstead, NC, with 3 years of industry experience. Mindy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,153 clients with $470M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WJCM's advisory service fees are negotiable and range from 0.60% to 1.35% annually, billed quarterly. The fee is based on the size of the account, the relationship, and the services provided. If you engage WJCM for wealth management services, financial planning services are included in the investment management fees. Additional hourly fees may be charged for more complex financial planning services with mutual agreement.
Location
Hampstead, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mindy is involved in several insurance-related activities, including sales through Wealth Preservation Specialist, LLC, AAA Retire, LLC (educational and marketing), and as an insurance agent selling life, health, and annuity products. She dedicates about 10-20% of her time to Wealth Preservation Specialist, minimal time to AAA Retire, and a few hours per week to insurance sales.
Employment History
Current Registrations
William Joseph Capital Management, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.