Shaun Walton
Shaun Walton is a registered investment advisor at Commonwealth Financial Network, based in Yreka, CA, with 3 years of industry experience. Shaun is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $750K | 2.25% |
| $750K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2M+ | 1.50% |
Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.
Fee Estimator
Location
1201 S Maine St, Ste C, Yreka, CA, 96097
Get directionsHistory
Regulatory History (1)
Financial
July 2017Other Business ActivitiesSells Insurance
Shaun sells fixed insurance products, dedicating minimal time to this activity. He also owns Pacific Private Wealth, LLC, which facilitates securities, advisory, and insurance business, taking a few hours per week.
Employment History
Current Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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