Nickolaus Nelson is a registered investment advisor, based in Costa Mesa, CA, with 2 years of industry experience.
Location
1518 Newport Blvd, Costa Mesa, CA, 92627
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
State Farm Vp Management CORP.Broker
December 2025 - Present · 5 mos
State Farm Vp Management CORP.
December 2025 - Present · 5 mos
State Farm Investment Management CORP.
December 2025 - Present · 5 mos
Previous Registrations
LPL Enterprise, LLC
November 2024 - November 2025 · 1 yr
LPL Enterprise, LLCBroker
November 2024 - November 2025 · 1 yr
Prudential Financial Planning Services
March 2024 - November 2024 · 8 mos
Pruco Securities, LLC.Broker
March 2024 - November 2024 · 8 mos
Fidelity Personal and Workplace Advisors
January 2023 - May 2023 · 4 mos
Fidelity Brokerage Services LLCBroker
October 2022 - May 2023 · 7 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.