TrueAdvisor
TrueAdvisor
AP
AP

Andrew Alexander Pannell

Capital Investment Advisory Services, LLC
2 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching
Capital Investment Advisory Services, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
106 advisors
Number of Clients
5,673 clients
Average Client Portfolio
$340K average
Assets Under Management
$1.9B

Fee Structure

Minimum Annual Fee:$500

Location

100 E. Six Forks Road, Suite 200, Raleigh, NC, 27609

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Investment Advisory Services, LLC
October 2024 - Present · 1 yr 4 mos
Capital Investment Group, INC.Broker
October 2024 - Present · 1 yr 4 mos
Previous Registrations
Wells Fargo Advisors
September 2023 - April 2024 · 7 mos
Wells Fargo Clearing Services, LLCBroker
September 2023 - April 2024 · 7 mos
Credit Union Investment Services
December 2022 - September 2023 · 9 mos
Secu Brokerage ServicesBroker
September 2022 - September 2023 · 1 yr
State Registrations1 state
NC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.