Ashton Niemann
Ashton Niemann is a registered investment advisor at Adaptation Financial Advisors INC., based in Houston, TX, with 3 years of industry experience. Ashton is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 7 more. Their firm serves 690 clients with $230M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.75% |
| $500K - $750K | 1.50% |
| $750K - $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $3.0M | 0.85% |
| $3.0M - $4.0M | 0.60% |
| $4M+ | 0.60% |
Fees are negotiable. WealthPort wrap program total annual fees shall not exceed 2.25%.
Fee Estimator
Location
2412 Bartlett St., Suite 102, Houston, TX, 77098
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ashton is an employee and investment advisory representative at Adaptation Financial and an investment advisory representative at MDK Financial Group. Ashton is also an independent insurance agent for various independent insurance companies, dedicating about 10-20% of their time to this activity.
Employment History
Current Registrations
Adaptation Financial Advisors INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Mdk Financial Group, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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