Samuel Pollack
Samuel Pollack is a registered investment advisor at Park Avenue Securities LLC, based in Deerfield, IL, with 3 years of industry experience. Samuel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 82,118 clients with $20B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.05% |
| $500K - $1000K | 2.00% |
| $1.0M - $2.0M | 1.95% |
| $2M+ | 1.90% |
Schedule reflects the maximum client fee for the Park Avenue Portfolio Select program. Other wrap fee and third-party programs have varying fee schedules with advisor fees ranging from 0.50% to 1.75% plus platform and manager fees.
Fee Estimator
Location
1751 Lake Cook Rd, Suite 350, Deerfield, IL, 60015
Get directionsHistory
Regulatory History (1)
Criminal
August 2012Other Business ActivitiesSells Insurance
Samuel is a CPA performing tax preparation services through SP Tax Services, LLC, dedicating minimal time to this activity. He also sells insurance products other than Guardian through Innovative Underwriters, spending minimal time on this as well.
Employment History
Current Registrations
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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