J Closs is a registered investment advisor, based in Plano, TX, with 3 years of industry experience.
Location
7900 Windrose Avenue, Plano, TX, 75024
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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J. is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. The filing does not describe any outside business activities.
Employment History
Current Registrations
Vanguard Marketing CorporationBroker
February 2023 - Present · 3 yrs 3 mos
Vanguard Advisers, INC.
February 2023 - Present · 3 yrs 3 mos
Vanguard Marketing Corporation
February 2023 - Present · 3 yrs 3 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.