Warwick Simons is a registered investment advisor at Compound Global Advisors, LLC, based in Mercer Island, WA, with 3 years of industry experience. Warwick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management.
Compensation
Firm Size
Number of Clients
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Assets Under Management
Fee Structure
Compound Global Advisors negotiates fees with each client, offering both flat fees and asset-based fees. The fee structure may also include a performance fee component. Fees are generally subject to a minimum of $100,000 annually, but this may be waived or reduced. Fees are generally payable monthly.
Location
Mercer Island, WA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Compound Global Advisors, LLC
State Registrations1 state
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