Ethan Kim is a registered investment advisor, based in Chicago, IL, with 2 years of industry experience.
Location
227 West Monroe Street, Suite 4300, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Blackrock Investments, LLCBroker
June 2024 - Present · 1 yr 11 mos
Spiderrock Advisors, LLC
June 2024 - Present · 1 yr 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2022 - August 2023 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2022 - August 2023 · 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.