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Steven Cox

1 Year of Experience
Ithaca, NY
Broker

Steven Cox is a registered investment advisor at Morgan Stanley, based in Ithaca, NY, with 1 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

130 East Seneca Street, Suite 500, Ithaca, NY, 14850

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Steven works as a lecturer at SUNY Cortland since January 2024, dedicating a few hours per week to teaching. This activity is not investment-related.

Employment History
Current Registrations
Morgan Stanley
November 2024 - Present · 1 yr 6 mos
Morgan StanleyBroker
November 2024 - Present · 1 yr 6 mos
Previous Registrations
Equitable Advisors, LLC
January 2024 - May 2024 · 4 mos
Equitable Advisors, LLCBroker
December 2023 - May 2024 · 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Steven Cox - Financial Advisor | TrueAdvisor