Michael Allen
Michael Allen is a registered investment advisor at Principal Advised Services, based in Mcleansville, NC, with 3 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 23,164 clients with $1.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.50% |
Annual fee of up to 0.50% of the daily value of managed account assets. The fee structure is tiered and negotiable by the plan sponsor.
Fee Estimator
Location
Mcleansville, NC
Get directionsHistory
Regulatory History (1)
Criminal
October 2012Other Business Activities
Michael works as a retirement consultant and investment adviser representative, providing investment advice to customers. He also holds a role at Principal Bank, focusing on advice, education, and sales of bank deposit products; both roles are full-time.
Employment History
Current Registrations
Principal Advised Services
Principal Securities, INC.
Principal Securities, INC.Broker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.